As employees of a public institution, we are each subject to the Florida Statutes Chapter 112, part III Code of Ethics for Public Officers and Employees, also referred to as the state ethics laws. These laws are intended to ensure that we conduct ourselves independently and impartially, and do not use our public position for private gain. We are each expected to be familiar with the requirements of the state ethics laws and to refrain from engaging in any activity that creates a conflict of interest or a bias in decision-making, or that gives the appearance of a conflict or bias. The requirements apply to all of us, and include prohibited actions or conduct, as well as require certain disclosures be made. Our primary obligation is to our assigned duties and responsibilities as employees of UCF.
As a state institution and recipient of federal funds, UCF must comply with both state and federal requirements regarding the disclosure and management of conflicts of interest and commitment. Additionally, the university is committed to conducting university business and activities with integrity and has developed policies and procedures to identify, manage, and, when appropriate, remove potential and actual conflicts of interest and commitment. University Compliance and Ethics provides oversight and management of the university’s conflicts of interest and commitment reporting process.
Conflict of Interest and Commitment Disclosure
UCF Regulation 3.018 Conflict of Interest or Commitment; Outside Activity or Employment is a longstanding university regulation that outlines the conflict of interest and commitment disclosure process at UCF, which complies with state law, as well as federal laws as they pertain to research. This process of disclosing all outside activities for review and approval protects all of us from unknowingly violating a state or federal law and protects our credibility and reputations by providing a transparent system of disclosure, approval, and documentation of outside activities that might otherwise raise concerns of a conflict of interest or commitment.
Each academic year, a potential outside activity, employment, and conflict of interest and commitment disclosure is required of all faculty, executive staff, post-doctoral employees, and select individuals in university positions of trust, or other employees engaged in the design, conduct, and reporting of research at UCF. Through this process, employees report all outside activities for review and approval in advance of engaging in the outside activity and University Compliance and Ethics serves as the final reviewer of all outside activities disclosed through this process. All other employees must submit a report to their supervisor prior to the initiation of any outside activity or employment and when a potential conflict of interest exists. An amended disclosure must be submitted within 30 days of any change in circumstances.
Online Disclosure Process
The university’s online Potential Outside Activity, Employment, and Conflict of Interest and Commitment Disclosure (AA-21) is available in the Huron COI disclosure system. Employees subject to online reporting receive direct communications from Huron COI and have access to resources, including training modules, contained within the system . Questions regarding AA-21 reporting requirements may be sent to the Potential Conflict Administration at PCA@ucf.edu.
- Huron COI (Link to Complete the Online AA-21 Disclosure)
- Outside Activity, Financial Interest, and Potential Conflict Disclosure Matrix
- Reporting Outside Activities, Financial Interests, and Potential Conflicts Process
- Inside Activity Tree (this document is intended for print purposes only)
- Conflict of Interest or Commitment Monitoring Plan (Non-Sponsored Programs or Research)
- Huron COI Training and Reference Guides
ARGIS (Read only access to prior AA-21 disclosures)
Additional Disclosure Forms
University Regulations and Policies
- Additional Compensation for UCF Employees (UCF Regulation 3.0032)
- Assignment and Use of University Vehicles (UCF Regulation 4.031)
- Conduct and Conflicts of Interest, Faculty Senate Resolution 2007-2008-1
- Reporting Outside Activities, Financial Interests, and Potential Conflicts of Interest or Conflicts of Commitment in Research (UCF Policy 4-504)
- Conflict of Interest or Commitment; Outside Activity or Employment (UCF Regulation 3.018)
- Employment of Relatives (UCF Policy 3-008)
- Solicitation on Campus (UCF Regulation 4.010)
- Textbook and Instructional Materials Affordability and Adoption (UCF Regulation 2.032)
- Use of University Facilities; Definitions, Priority of Use; Restrictions on Use (UCF Regulation 4.029)